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Advanced Diploma of Financial Licensing Management

FNS60722
Business & adminAdvanced DiplomaNationally recognised
Level 6AQF level
10Units to complete
18 months to 2 yearsAQF length guide
0Training providers
Jun 2022Latest release
Source: training.gov.au · AQFQualification details and status from training.gov.au, the national register of vocational education (FNS60722, current release). Typical length is the Australian Qualifications Framework volume-of-learning guide for a Advanced Diploma; actual course length varies by provider and recognition of prior learning.More about our sources: How we check our facts
Occupations and industries on the national register
Occupations
Responsible Manager (Financial Markets Organisation)
Industries
Financial Services
Source: training.gov.auAs listed for FNS60722 on training.gov.au, the national register of vocational education: the occupations and industry areas in the register's own taxonomy, shown exactly as written. They describe the course on the register; they are not a promise of a job or a pay level.More about our sources: How we check our facts

What you learn

To finish you complete 10 units: 5 core plus 5 electives. Units come from the official list for this course on the national register.

See all 27 units in the official listHide the unit list
FNSASICS513Provide wholesale advice in foreign exchange
FNSASICT513Provide wholesale advice in managed investments
FNSASICV513Provide wholesale advice in derivatives
FNSASICW513Provide wholesale advice in securities
FNSCUS504Manage premium customer relationships
FNSCUS515Determine client financial requirements and expectations
FNSCUS516Record and implement client instructions
FNSFMK502Analyse financial market products for client
FNSFMK513Undertake assessment of product and advice suitability for non-retail clients
FNSFMK515Comply with financial services regulation and industry codes of practice
FNSFMK516Review and confirm human resources and IT systems satisfy requirements of licence
FNSFMK520Develop and monitor risk management strategies for client
FNSFMK521Analyse financial markets and information
FNSFMK523Comply with requirements of licence and regulatory framework
FNSFMK525Analyse clients' financial risk
FNSFMK611Price financial transactions
FNSFMK612Manage trading exposures
FNSFMK619Develop and implement policies and procedures to support organisational values and culture
FNSIAD511Provide appropriate services, general advice and products to clients
FNSIAD512Develop financial investment options and strategies for clients
FNSINC511Conduct financial product research to support product recommendations
FNSINC513Identify and apply complex ethical decision making to workplace situations
FNSINC514Apply ethical frameworks and principles to make and act upon decisions
FNSRSK511Undertake risk identification
FNSRSK512Assess risks
FNSRSK611Develop and implement risk mitigation plan
FNSRSK612Determine and manage risk exposure strategies
Source: training.gov.auUnit list from the FNS60722 unit grid on training.gov.au, the national register of vocational education, current release. Core and elective packaging rules are set by the course; your provider confirms which electives they offer.More about our sources: How we check our facts

Who offers it

No registered training provider currently lists this course for public enrolment.

This site lists the current private training providers and TAFE institutes on the national register. The official listing on training.gov.au shows who is registered to deliver this course.